Form 4 for JEF Jefferies Financial Group Inc.
Accepted 2023-08-04 00:00:00 ET · period of report 2023-08-03 · accession 0001214659-23-010788 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-08-04 | 2023-08-03+ | JEF | STEINBERG JOSEPH S | COB, Dir, 10% | S - Sale | $35.71 | -481.2K | 15.74M | -3% | -$17.18M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-03 | S | D | 346,984 | $35.68 | 15,878,401 | I See footnote | — | — | (F1) The reported price is a weighted average price of shares sold between $35.3785 to $35.915. (F3) The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. (F4) These reported sales, along with those in the Form 4 filed by the Reporting Person on August 2, 2023, were for estate planning purposes and complete the shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. The Reporting Person has no intention for further sales at this time. (F10) The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. (F5) Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. |
| 2 | Common | Common Stock | 2023-08-04 | S | D | 134,217 | $35.79 | 15,744,184 | I See footnote | — | — | (F2) The reported price is a weighted average price of shares sold between $35.445 to $36.11. (F3) The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. (F4) These reported sales, along with those in the Form 4 filed by the Reporting Person on August 2, 2023, were for estate planning purposes and complete the shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. The Reporting Person has no intention for further sales at this time. (F10) The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. (F5) Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. |