Form 4 for LGVN Longeveron Inc.
Accepted 2023-09-13 00:00:00 ET · period of report 2023-09-12 · accession 0001214659-23-012323 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-13 | 2023-09-12 | LGVN | Hashad Mohamed Wa'el Ahmed | CEO | M - OptEx | $3.00 | +10.0K | 47.6K | +27% | +$30.0K |
| DM | 2023-09-13 | 2023-09-12 | LGVN | Hashad Mohamed Wa'el Ahmed | CEO | S - Sale | $0.02 | -13.4K | 92.2K | -13% | -$268.10 |
| D | 2023-09-13 | 2023-09-12 | LGVN | Hashad Mohamed Wa'el Ahmed | CEO | M - OptEx | $0.00 | -10.0K | 95.9K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-12 | M | A | 10,000 | $3.00 | 47,566 | D | — | — | (F1) Shares to be received following expiration of the Longeveron Inc. Subscription Rights Offering, which is currently scheduled for September 21, 2023, unless otherwise extended by Longeveron. (F2) Includes 12,500 restricted stock units. |
| 2 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | S | D | 6,700 | $0.02 | 82,500 | D | $3.00 · 2023-08-22 to 2023-09-21 | 6,700 Common Stock | (F3) Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock. |
| 3 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | S | D | 400 | $0.02 | 95,052 | D | $3.00 · 2023-08-22 to 2023-09-21 | 400 Common Stock | (F3) Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock. |
| 4 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | S | D | 3,000 | $0.02 | 89,200 | D | $3.00 · 2023-08-22 to 2023-09-21 | 3,000 Common Stock | (F3) Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock. |
| 5 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | M | D | 10,000 | $0.00 | 95,905 | D | $3.00 · 2023-08-22 to 2023-09-21 | 10,000 Common Stock | (F3) Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock. |
| 6 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | S | D | 100 | $0.02 | 95,805 | D | $3.00 · 2023-08-22 to 2023-09-21 | 100 Common Stock | (F3) Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock. |
| 7 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | S | D | 100 | $0.02 | 95,705 | D | $3.00 · 2023-08-22 to 2023-09-21 | 100 Common Stock | (F3) Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock. |
| 8 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | S | D | 253 | $0.02 | 95,452 | D | $3.00 · 2023-08-22 to 2023-09-21 | 253 Common Stock | (F3) Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock. |
| 9 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | S | D | 2,852 | $0.02 | 92,200 | D | $3.00 · 2023-08-22 to 2023-09-21 | 2,852 Common Stock | (F3) Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock. |