Form 4 for LGVN Longeveron Inc.
Accepted 2023-09-13 00:00:00 ET · period of report 2023-09-12 · accession 0001214659-23-012330 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-13 | 2023-09-12 | LGVN | Locklear Lisa | CFO | O - OTM Ex | $3.00 | +5,000 | 45.0K | +12% | +$15.0K |
| D | 2023-09-13 | 2023-09-12 | LGVN | Locklear Lisa | CFO | O - OTM Ex | $0.00 | -5,000 | 0 | -100% | $0 |
| D | 2023-09-13 | 2023-09-12 | LGVN | Locklear Lisa | CFO | P - Purchase | $0.02 | +5,000 | 5,000 | New | +$100 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-12 | O | A | 5,000 | $3.00 | 45,000 | D | — | — | (F1) Shares to be received following expiration of the Longeveron Inc. Subscription Rights Offering, which is currently scheduled for September 21, 2023, unless otherwise extended by Longeveron. (F2) Includes 40,000 Restricted Stock Units. |
| 2 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | O | D | 5,000 | $0.00 | 0 | D | $3.00 · 2023-08-22 to 2023-09-21 | 5,000 Common Stock | |
| 3 | Derivative | Subscription Rights (right to buy) | 2023-09-12 | P | A | 5,000 | $0.02 | 5,000 | D | $3.00 · 2023-08-22 to 2023-09-21 | 5,000 Common Stock | (F3) Subscription Rights are transferable until the expiration of the Longeveron Inc. Subscription Rights Offering, and are listed on The Nasdaq Capital Market under the symbol "LGVNR." Each Subscription Right entitles the holder to purchase one share of Class A common stock, at a subscription price per share equal to $3.00. |