Form 4 for PLMR Palomar Holdings, Inc.
Accepted 2023-09-22 00:00:00 ET · period of report 2023-09-08 · accession 0001214659-23-012588 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-22 | 2023-07-15+ | PLMR | Armstrong Mac | CEO, COB, Dir | M - OptEx | $0.00 | +26.2K | 36.8K | +247% | $0 |
| DM | 2023-09-22 | 2023-07-15+ | PLMR | Armstrong Mac | CEO, COB, Dir | F - Tax | $55.08 | -13.2K | 36.2K | -27% | -$728.1K |
| DM | 2023-09-22 | 2023-07-15+ | PLMR | Armstrong Mac | CEO, COB, Dir | M - OptEx | $0.00 | -26.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock (RSUs) | 2023-07-15 | M | A | 25,000 | $0.00 | 48,227 | D | — | — | (F2) Includes 2,023 shares purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP). |
| 2 | Common | Common Stock (RSUs) | 2023-07-15 | F | D | 12,618 | $55.26 | 35,609 | D | — | — | (F2) Includes 2,023 shares purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP). |
| 3 | Common | Common Stock (RSUs) | 2023-09-08 | F | D | 602 | $51.27 | 36,220 | D | — | — | (F2) Includes 2,023 shares purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP). |
| 4 | Common | Common Stock (RSUs) | 2023-09-08 | M | A | 1,213 | $0.00 | 36,822 | D | — | — | (F2) Includes 2,023 shares purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP). |
| 5 | Derivative | Restricted Stock Units | 2023-07-15 | M | D | 25,000 | $0.00 | 75,000 | D | $0.00 · — to — | 25,000 Common Stock | (F3) The original RSU grant was for 125,000 shares on 7/15/2021. Subject to the Reporting Person's continuing service with the Company, the RSUs shall vest as follows: 25,000 shares shall vest on the first year anniversary of the Grant Date/Vesting Base Date; 25,000 shares shall vest on the second year anniversary of the Grant Date/Vesting Base Date; 25,000 shares shall vest on the third year anniversary of the Grant Date/Vesting Base Date; after the third anniversary of the Grant Date/Vesting Base Date, 6,250 shares shall vest on a quarterly basis thereafter, until fully vested. |
| 6 | Derivative | Restricted Stock Units | 2023-09-08 | M | D | 1,213 | $0.00 | 0 | D | $0.00 · — to — | 1,213 Common Stock | (F4) The original RSU grant was for 3,638 shares on 9/8/2020. Subject to continuing service with the Company, the restricted stock units shall vest as follows: one-third (1/3) shall vest on the first year anniversary of the date of the grant; an additional one-third (1/3) shall vest on the second year anniversary of the date of the grant; and the final one-third (1/3) shall vest on the third year anniversary of the date of grant. |