Form 4 for UFI UNIFI INC
Accepted 2023-10-30 00:00:00 ET · period of report 2023-10-26 · accession 0001214659-23-014072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-30 | 2023-10-26+ | UFI | Ning Hongjun | EVP | D - Sale to Iss | $6.57 | -6,816 | 0 | -100% | -$44.8K |
| DM | 2023-10-30 | 2023-10-26+ | UFI | Ning Hongjun | EVP | M - OptEx | — | +6,816 | 1,786 | New | — |
| DM | 2023-10-30 | 2023-10-26+ | UFI | Ning Hongjun | EVP | M - OptEx | $0.00 | -6,816 | 3,572 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-28 | D | D | 5,030 | $6.58 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-28 | M | A | 5,030 | — | 5,030 | D | — | — | (F1) Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash. |
| 3 | Common | Common Stock | 2023-10-26 | M | A | 1,786 | — | 1,786 | D | — | — | (F1) Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash. |
| 4 | Common | Common Stock | 2023-10-26 | D | D | 1,786 | $6.55 | 0 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-10-28 | M | D | 5,030 | $0.00 | 0 | D | — · — to — | 5,030 Common Stock | (F1) Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash. (F3) On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-10-26 | M | D | 1,786 | $0.00 | 3,572 | D | — · — to — | 1,786 Common Stock | (F1) Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash. (F2) On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024. |