Form 4 for FICO Fair Isaac
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001214659-23-015355 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-17 | 2023-11-15+ | FICO | KELLY BRADEN R | Dir | S - Sale+OE | $1,033.69 | -9,840 | 15.2K | -39% | -$10.17M |
| DM | 2023-11-17 | 2023-11-15+ | FICO | KELLY BRADEN R | Dir | M - OptEx | $128.80 | +9,840 | 13.5K | +273% | +$1.27M |
| DM | 2023-11-17 | 2023-11-15+ | FICO | KELLY BRADEN R | Dir | M - OptEx | $0.00 | -9,840 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-16 | S | D | 1,654 | $1,036.00 | 10,143 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-16 | S | D | 1,654 | $1,035.00 | 11,797 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-15 | M | A | 3,154 | $128.80 | 13,297 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-15 | M | A | 3,378 | $128.80 | 16,675 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-16 | M | A | 3,308 | $128.80 | 13,451 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-15 | S | D | 1,783 | $1,032.04 | 13,392 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $1,032.00 to $1,033.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 7 | Common | Common Stock | 2023-11-15 | S | D | 95 | $1,033.35 | 13,297 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $1,033.06 to $1,033.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 8 | Common | Common Stock | 2023-11-15 | S | D | 1,654 | $1,034.00 | 11,643 | D | — | — | |
| 9 | Common | Common Stock | 2023-11-15 | S | D | 1,500 | $1,035.00 | 10,143 | D | — | — | |
| 10 | Common | Common Stock | 2023-11-15 | S | D | 1,500 | $1,030.00 | 15,175 | D | — | — | |
| 11 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-11-15 | M | D | 3,154 | $0.00 | 3,308 | D | $128.80 · 2017-02-15 to 2024-02-14 | 3,154 Common Stock | |
| 12 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-11-16 | M | D | 3,308 | $0.00 | 0 | D | $128.80 · 2017-02-15 to 2024-02-14 | 3,308 Common Stock | |
| 13 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-11-15 | M | D | 3,378 | $0.00 | 0 | D | $128.80 · 2018-02-28 to 2024-02-14 | 3,378 Common Stock |