Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-16 · accession 0001214659-23-015400 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-20 | 2023-11-16+ | BWIN | Krystyn Elizabeth | Member of 10% owner group | G - Gift | $0.00 | 0 | 25.4K | New | $0 |
| DMI | 2023-11-20 | 2023-11-16+ | BWIN | Krystyn Elizabeth | Member of 10% owner group | G - Gift | $0.00 | 0 | 1.85M | New | $0 |
| DM | 2023-11-20 | 2023-11-16+ | BWIN | Krystyn Elizabeth | Member of 10% owner group | G - Gift | $0.00 | 0 | 25.4K | New | $0 |
| DMI | 2023-11-20 | 2023-11-16+ | BWIN | Krystyn Elizabeth | Member of 10% owner group | G - Gift | $0.00 | 0 | 244.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2023-11-17 | G | D | 25,446 | $0.00 | 0 | D | — | — | |
| 2 | Common | Class B Common Stock | 2023-11-16 | G | A | 25,446 | $0.00 | 25,446 | D By Trust | — | — | (F2) These securities are directly held by the Elizabeth H. Krystyn 2017 Revocable Trust, dated June 28, 2017, of which the reporting person is the sole trustee and beneficiary. |
| 3 | Common | Class B Common Stock | 2023-11-16 | G | D | 25,446 | $0.00 | 244,056 | I By Trust | — | — | (F1) These securities are directly held by the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019, of which the reporting person is the sole trustee. |
| 4 | Common | Class B Common Stock | 2023-11-17 | G | A | 25,446 | $0.00 | 1,852,409 | I | — | — | |
| 5 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-11-17 | G | D | 25,446 | $0.00 | 0 | D | $0.00 · — to — | 25,446 Class A Common Stock | (F4) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 6 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-11-17 | G | A | 25,446 | $0.00 | 1,852,409 | I | $0.00 · — to — | 25,446 Class A Common Stock | (F4) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 7 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-11-16 | G | A | 25,446 | $0.00 | 25,446 | D By Trust | $0.00 · — to — | 25,446 Class A Common Stock | (F2) These securities are directly held by the Elizabeth H. Krystyn 2017 Revocable Trust, dated June 28, 2017, of which the reporting person is the sole trustee and beneficiary. (F4) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 8 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-11-16 | G | D | 25,446 | $0.00 | 244,056 | I By Trust | $0.00 · — to — | 25,446 Class A Common Stock | (F1) These securities are directly held by the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019, of which the reporting person is the sole trustee. (F4) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |