Form 4 for NG NOVAGOLD RESOURCES INC
Accepted 2023-11-30 00:00:00 ET · period of report 2023-11-28 · accession 0001214659-23-015808 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-30 | 2023-11-28+ | NG | Lang Gregory A. | Pres, CEO, Dir | F - Tax | $4.15 | -857.3K | 56.0K | -94% | -$3.56M |
| DM | 2023-11-30 | 2023-11-28+ | NG | Lang Gregory A. | Pres, CEO, Dir | S - Sale+OE | $4.17 | -99.7K | 21.6K | -82% | -$416.2K |
| DM | 2023-11-30 | 2023-11-28+ | NG | Lang Gregory A. | Pres, CEO, Dir | M - OptEx | $3.67 | +969.0K | 359.6K | New | +$3.56M |
| D | 2023-11-30 | 2023-11-28 | NG | Lang Gregory A. | Pres, CEO, Dir | J - Other | $0.00 | -11.9K | 9,635 | -55% | $0 |
| DI | 2023-11-30 | 2023-11-28 | NG | Lang Gregory A. | Pres, CEO, Dir | J - Other | $0.00 | +11.9K | 1.53M | +0.8% | $0 |
| DM | 2023-11-30 | 2023-11-28+ | NG | Lang Gregory A. | Pres, CEO, Dir | M - OptEx | $0.00 | -969.0K | 350.0K | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-11-30 | F | D | 307,481 | $4.18 | 52,154 | D | — | — | |
| 2 | Common | Common Shares | 2023-11-30 | S | D | 42,519 | $4.16 | 9,635 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.175, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| 3 | Common | Common Shares | 2023-11-30 | M | A | 350,000 | $3.67 | 359,635 | D | — | — | |
| 4 | Common | Common Shares | 2023-11-29 | S | D | 46,335 | $4.21 | 9,635 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.21 to $4.225, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| 5 | Common | Common Shares | 2023-11-28 | M | A | 269,000 | $3.67 | 278,635 | D Family Trust | — | — | |
| 6 | Common | Common Shares | 2023-11-28 | F | D | 246,193 | $4.01 | 32,442 | D | — | — | |
| 7 | Common | Common Shares | 2023-11-28 | S | D | 10,868 | $4.07 | 21,574 | D | — | — | |
| 8 | Common | Common Shares | 2023-11-28 | J | D | 11,939 | $0.00 | 9,635 | D | — | — | |
| 9 | Common | Common Shares | 2023-11-28 | J | A | 11,939 | $0.00 | 1,529,041 | I | — | — | |
| 10 | Common | Common Shares | 2023-11-29 | M | A | 350,000 | $3.67 | 359,635 | D | — | — | |
| 11 | Common | Common Shares | 2023-11-29 | F | D | 303,665 | $4.23 | 55,970 | D | — | — | |
| 12 | Derivative | Stock Option (right to buy) | 2023-11-28 | M | D | 269,000 | $0.00 | 700,000 | D | $3.67 · — to 2023-11-30 | 269,000 Common Shares | (F4) The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. |
| 13 | Derivative | Stock Option (right to buy) | 2023-11-30 | M | D | 350,000 | $0.00 | 0 | D | $3.67 · — to 2023-11-30 | 350,000 Common Shares | (F4) The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. |
| 14 | Derivative | Stock Option (right to buy) | 2023-11-29 | M | D | 350,000 | $0.00 | 350,000 | D | $3.67 · — to 2023-11-30 | 350,000 Common Shares | (F4) The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. |