Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2023-12-01 00:00:00 ET · period of report 2023-11-29 · accession 0001214659-23-015920 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-12-01 | 2023-11-29+ | BWIN | Baldwin Lowry | Dir, 10%, See Remarks | S - Sale | $0.00 | -200.0K | 15.64M | -1% | $0 |
| DMI | 2023-12-01 | 2023-11-29+ | BWIN | Baldwin Lowry | Dir, 10%, See Remarks | S - Sale | $0.00 | -200.0K | 15.59M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2023-12-01 | S | D | 100,000 | $0.00 | 15,491,478 | I By Baldwin Insurance Group Holdings, LLC | — | — | (F1) These securities were distributed to a member of Baldwin Insurance Group Holdings, LLC in exchange for a corresponding reduction in such member's ownership of Baldwin Insurance Group Holdings, LLC. (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Class B Common Stock | 2023-11-29 | S | D | 50,000 | $0.00 | 15,591,478 | I By Baldwin Insurance Group Holdings, LLC | — | — | (F1) These securities were distributed to a member of Baldwin Insurance Group Holdings, LLC in exchange for a corresponding reduction in such member's ownership of Baldwin Insurance Group Holdings, LLC. (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. |
| 3 | Common | Class B Common Stock | 2023-11-29 | S | D | 50,000 | $0.00 | 15,641,478 | I By Baldwin Insurance Group Holdings, LLC | — | — | (F1) These securities were distributed to a member of Baldwin Insurance Group Holdings, LLC in exchange for a corresponding reduction in such member's ownership of Baldwin Insurance Group Holdings, LLC. (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. |
| 4 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-11-29 | S | D | 50,000 | $0.00 | 15,641,478 | I By Baldwin Insurance Group Holdings, LLC | $0.00 · — to — | 50,000 Class A Common Stock | (F1) These securities were distributed to a member of Baldwin Insurance Group Holdings, LLC in exchange for a corresponding reduction in such member's ownership of Baldwin Insurance Group Holdings, LLC. (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. (F3) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 5 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-12-01 | S | D | 100,000 | $0.00 | 15,491,478 | I By Baldwin Insurance Group Holdings, LLC | $0.00 · — to — | 100,000 Class A Common Stock | (F1) These securities were distributed to a member of Baldwin Insurance Group Holdings, LLC in exchange for a corresponding reduction in such member's ownership of Baldwin Insurance Group Holdings, LLC. (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. (F3) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 6 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-11-29 | S | D | 50,000 | $0.00 | 15,591,478 | I By Baldwin Insurance Group Holdings, LLC | $0.00 · — to — | 50,000 Class A Common Stock | (F1) These securities were distributed to a member of Baldwin Insurance Group Holdings, LLC in exchange for a corresponding reduction in such member's ownership of Baldwin Insurance Group Holdings, LLC. (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. (F3) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |