Form 4 for FICO Fair Isaac
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-09 · accession 0001214659-23-016374 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-12-12 | 2023-12-09+ | FICO | LANSING WILLIAM J | Pres, CEO, Dir | F - Tax | $1,134.39 | -30.9K | 350.5K | -8% | -$35.07M |
| DMI | 2023-12-12 | 2023-12-09+ | FICO | LANSING WILLIAM J | Pres, CEO, Dir | M - OptEx | $0.00 | +67.6K | 359.7K | +23% | $0 |
| D | 2023-12-12 | 2023-12-09 | FICO | LANSING WILLIAM J | Pres, CEO, Dir | A - Grant | $0.00 | +8,455 | 8,455 | New | $0 |
| DM | 2023-12-12 | 2023-12-09+ | FICO | LANSING WILLIAM J | Pres, CEO, Dir | M - OptEx | $0.00 | -67.6K | 8,126 | -89% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-10 | F | D | 21,755 | $1,134.39 | 376,382 | I Lansing Revocable Trust | — | — | (F2) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 2 | Common | Common Stock | 2023-12-10 | M | A | 47,625 | $0.00 | 398,137 | I Lansing Revocable Trust | — | — | |
| 3 | Common | Common Stock | 2023-12-09 | F | D | 9,159 | $1,134.39 | 350,512 | I Lansing Revocable Trust | — | — | (F2) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 4 | Common | Common Stock | 2023-12-09 | M | A | 19,927 | $0.00 | 359,671 | I Lansing Revocable Trust | — | — | (F1) Includes 94,890 shares transferred from direct ownership to the Lansing Revocable Trust. |
| 5 | Derivative | Restricted Stock Units | 2023-12-09 | A | A | 8,455 | $0.00 | 8,455 | D | — · 2024-12-09 to — | 8,455 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 6 | Derivative | Market Share Units | 2023-12-09 | M | D | 8,390 | $0.00 | 8,390 | D | — · 2023-12-09 to — | 8,390 Common Stock | (F6) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 7 | Derivative | Performance Share Units | 2023-12-09 | M | D | 8,390 | $0.00 | 16,780 | D | — · 2023-12-09 to — | 8,390 Common Stock | (F7) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 8 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 3,147 | $0.00 | 9,438 | D | — · 2023-12-09 to — | 3,147 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 9 | Derivative | Market Share Units | 2023-12-10 | M | D | 16,791 | $0.00 | 0 | D | — · 2021-12-10 to — | 16,791 Common Stock | (F6) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 10 | Derivative | Market Share Units | 2023-12-10 | M | D | 8,322 | $0.00 | 4,161 | D | — · 2022-12-10 to — | 8,322 Common Stock | (F6) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 11 | Derivative | Performance Share Units | 2023-12-10 | M | D | 6,798 | $0.00 | 0 | D | — · 2021-12-10 to — | 6,798 Common Stock | (F7) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 12 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 3,121 | $0.00 | 6,241 | D | — · 2022-12-10 to — | 3,121 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 13 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 2,549 | $0.00 | 2,549 | D | — · 2021-12-10 to — | 2,549 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 14 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 1,918 | $0.00 | 0 | D | — · 2020-12-10 to — | 1,918 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 15 | Derivative | Performance Share Units | 2023-12-10 | M | D | 8,126 | $0.00 | 8,126 | D | — · 2022-12-10 to — | 8,126 Common Stock | (F7) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |