Form 4 for FICO Fair Isaac
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-09 · accession 0001214659-23-016376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-09+ | FICO | Leonard Michael S | CAO, VP | F - Tax | $1,134.39 | -274 | 5,068 | -5% | -$310.8K |
| D | 2023-12-12 | 2023-12-11 | FICO | Leonard Michael S | CAO, VP | S - Sale+OE | $1,144.39 | -317 | 5,113 | -6% | -$362.8K |
| DM | 2023-12-12 | 2023-12-09+ | FICO | Leonard Michael S | CAO, VP | M - OptEx | $0.00 | +734 | 5,120 | +17% | $0 |
| DM | 2023-12-12 | 2023-12-09+ | FICO | Leonard Michael S | CAO, VP | M - OptEx | $0.00 | -734 | 401 | -65% | $0 |
| DM | 2023-12-12 | 2023-12-09 | FICO | Leonard Michael S | CAO, VP | A - Grant | $567.20 | +534 | 267 | New | +$302.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-10 | F | D | 222 | $1,134.39 | 5,430.13 | D | — | — | (F2) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 2 | Common | Common Stock | 2023-12-11 | S | D | 317 | $1,144.39 | 5,113.13 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $1,144.37 to $1,144.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock | 2023-12-10 | M | A | 584 | $0.00 | 5,652.13 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-09 | F | D | 52 | $1,134.39 | 5,068.13 | D | — | — | (F2) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 5 | Common | Common Stock | 2023-12-09 | M | A | 150 | $0.00 | 5,120.13 | D | — | — | (F1) Includes 8.453 shares acquired under the FICO Employee Stock Purchase Plan on August 31, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 150 | $0.00 | 449 | D | — · 2023-12-09 to — | 150 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F7) No expiration date. |
| 7 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 219 | $0.00 | 0 | D | — · 2020-12-10 to — | 219 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F7) No expiration date. |
| 8 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 164 | $0.00 | 164 | D | — · 2021-12-10 to — | 164 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F7) No expiration date. |
| 9 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 201 | $0.00 | 401 | D | — · 2022-12-10 to — | 201 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F7) No expiration date. |
| 10 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-12-09 | A | A | 267 | $1,134.39 | 267 | D | $1,134.39 · 2024-12-09 to 2030-12-08 | 267 Common Stock | (F4) This option vests in four equal annual installments commencing on this date. |
| 11 | Derivative | Restricted Stock Units | 2023-12-09 | A | A | 267 | $0.00 | 267 | D | — · 2024-12-09 to — | 267 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F7) No expiration date. |