Form 4 for FICO Fair Isaac
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-09 · accession 0001214659-23-016377 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-09+ | FICO | Scadina Mark R | EVP, Gen. Counsel, Sec | F - Tax | $1,134.39 | -9,414 | 26.3K | -26% | -$10.68M |
| DM | 2023-12-12 | 2023-12-09+ | FICO | Scadina Mark R | EVP, Gen. Counsel, Sec | M - OptEx | $0.00 | +17.7K | 28.3K | +166% | $0 |
| DM | 2023-12-12 | 2023-12-09+ | FICO | Scadina Mark R | EVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -17.7K | 728 | -96% | $0 |
| D | 2023-12-12 | 2023-12-09 | FICO | Scadina Mark R | EVP, Gen. Counsel, Sec | A - Grant | $0.00 | +1,691 | 1,691 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-10 | F | D | 7,414 | $1,134.39 | 32,652 | D | — | — | (F1) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 2 | Common | Common Stock | 2023-12-10 | M | A | 13,729 | $0.00 | 40,066 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-09 | F | D | 2,000 | $1,134.39 | 26,337 | D | — | — | (F1) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 4 | Common | Common Stock | 2023-12-09 | M | A | 3,948 | $0.00 | 28,337 | D | — | — | |
| 5 | Derivative | Market Share Units | 2023-12-10 | M | D | 2,378 | $0.00 | 1,189 | D | — · 2022-12-10 to — | 2,378 Common Stock | (F5) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) No expiration date. |
| 6 | Derivative | Market Share Units | 2023-12-10 | M | D | 4,797 | $0.00 | 0 | D | — · 2021-12-10 to — | 4,797 Common Stock | (F5) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) No expiration date. |
| 7 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 624 | $0.00 | 1,869 | D | — · 2023-12-09 to — | 624 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 8 | Derivative | Performance Share Units | 2023-12-09 | M | D | 1,662 | $0.00 | 3,324 | D | — · 2023-12-09 to — | 1,662 Common Stock | (F6) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F7) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F4) No expiration date. |
| 9 | Derivative | Market Share Units | 2023-12-09 | M | D | 1,662 | $0.00 | 1,662 | D | — · 2023-12-09 to — | 1,662 Common Stock | (F5) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) No expiration date. |
| 10 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 892 | $0.00 | 1,783 | D | — · 2022-12-10 to — | 892 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 11 | Derivative | Performance Share Units | 2023-12-10 | M | D | 1,942 | $0.00 | 0 | D | — · 2021-12-10 to — | 1,942 Common Stock | (F6) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F7) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F4) No expiration date. |
| 12 | Derivative | Performance Share Units | 2023-12-10 | M | D | 2,322 | $0.00 | 2,322 | D | — · 2022-12-10 to — | 2,322 Common Stock | (F6) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F7) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F4) No expiration date. |
| 13 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 670 | $0.00 | 0 | D | — · 2020-12-10 to — | 670 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 14 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 728 | $0.00 | 728 | D | — · 2021-12-10 to — | 728 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 15 | Derivative | Restricted Stock Units | 2023-12-09 | A | A | 1,691 | $0.00 | 1,691 | D | — · 2024-12-09 to — | 1,691 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |