Form 4 for FICO Fair Isaac
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-09 · accession 0001214659-23-016378 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-09+ | FICO | Behl Nikhil | EVP | M - OptEx | $0.00 | +1,689 | 1,590 | New | $0 |
| DM | 2023-12-12 | 2023-12-09+ | FICO | Behl Nikhil | EVP | F - Tax | $1,134.39 | -840 | 913.04 | -48% | -$952.9K |
| DM | 2023-12-12 | 2023-12-09+ | FICO | Behl Nikhil | EVP | M - OptEx | $0.00 | +1,689 | 981 | New | $0 |
| D | 2023-12-12 | 2023-12-09 | FICO | Behl Nikhil | EVP | A - Grant | $0.00 | +1,184 | 1,184 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-09 | M | A | 328 | $0.00 | 392.04 | D | — | — | (F1) Includes 10.729 shares acquired under the FICO Employee Stock Purchase Plan on August 31, 2023. |
| 2 | Common | Common Stock | 2023-12-09 | F | D | 163 | $1,134.39 | 229.04 | D | — | — | (F2) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 3 | Common | Common Stock | 2023-12-10 | M | A | 1,361 | $0.00 | 1,590.04 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-10 | F | D | 677 | $1,134.39 | 913.04 | D | — | — | (F2) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2023-12-10 | M | A | 382 | $0.00 | 382 | D | — · 2021-12-10 to — | 382 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 6 | Derivative | Restricted Stock Units | 2023-12-10 | M | A | 468 | $0.00 | 936 | D | — · 2022-12-10 to — | 468 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 7 | Derivative | Restricted Stock Units | 2023-12-10 | M | A | 511 | $0.00 | 0 | D | — · 2020-12-10 to — | 511 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 8 | Derivative | Restricted Stock Units | 2023-12-09 | M | A | 328 | $0.00 | 981 | D | — · 2023-12-09 to — | 328 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 9 | Derivative | Restricted Stock Units | 2023-12-09 | A | A | 1,184 | $0.00 | 1,184 | D | — · 2024-12-09 to — | 1,184 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |