Form 4 for FICO Fair Isaac
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-09 · accession 0001214659-23-016379 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-09+ | FICO | Weber Steven P. | EVP, CFO | M - OptEx | $0.00 | +734 | 1,938 | +61% | $0 |
| DM | 2023-12-12 | 2023-12-09+ | FICO | Weber Steven P. | EVP, CFO | F - Tax | $1,134.39 | -362 | 1,650 | -18% | -$410.6K |
| D | 2023-12-12 | 2023-12-09 | FICO | Weber Steven P. | EVP, CFO | A - Grant | $0.00 | +1,691 | 1,691 | New | $0 |
| DM | 2023-12-12 | 2023-12-09+ | FICO | Weber Steven P. | EVP, CFO | M - OptEx | $0.00 | -734 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-09 | M | A | 150 | $0.00 | 1,427.96 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-09 | F | D | 74 | $1,134.39 | 1,353.96 | D | — | — | (F1) Shares withheld by Company for payment of taxes due at vesting from earned restricted stock units. |
| 3 | Common | Common Stock | 2023-12-10 | M | A | 584 | $0.00 | 1,937.96 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-10 | F | D | 288 | $1,134.39 | 1,649.96 | D | — | — | (F1) Shares withheld by Company for payment of taxes due at vesting from earned restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2023-12-09 | A | A | 1,691 | $0.00 | 1,691 | D | — · 2024-12-09 to — | 1,691 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 6 | Derivative | Restricted Stock Units | 2023-12-09 | M | D | 150 | $0.00 | 449 | D | — · 2023-12-09 to — | 150 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 7 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 164 | $0.00 | 164 | D | — · 2021-12-10 to — | 164 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 8 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 201 | $0.00 | 401 | D | — · 2022-12-10 to — | 201 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 9 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 219 | $0.00 | 0 | D | — · 2020-12-10 to — | 219 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |