Form 4 for FICO Fair Isaac
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001214659-23-016524 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-15 | 2023-12-13 | FICO | Rey David A | Dir | M - OptEx | $128.80 | +7,197 | 8,500 | +552% | +$927.0K |
| DM | 2023-12-15 | 2023-12-13 | FICO | Rey David A | Dir | S - Sale+OE | $1,167.75 | -7,197 | 1,303 | -85% | -$8.40M |
| DM | 2023-12-15 | 2023-12-13 | FICO | Rey David A | Dir | M - OptEx | $0.00 | -7,197 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-13 | M | A | 441 | $128.80 | 1,744 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-13 | S | D | 1,000 | $1,168.80 | 2,303 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $1,168.71 to $1,169.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock | 2023-12-13 | S | D | 1,766 | $1,165.35 | 6,734 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $1,165.21 to $1,165.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 4 | Common | Common Stock | 2023-12-13 | S | D | 3,431 | $1,168.00 | 3,303 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $1,167.60 to $1,168.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 5 | Common | Common Stock | 2023-12-13 | S | D | 1,000 | $1,170.05 | 1,303 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $1,170.00 to $1,170.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 6 | Common | Common Stock | 2023-12-13 | M | A | 6,756 | $128.80 | 8,500 | D | — | — | |
| 7 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-12-13 | M | D | 6,756 | $0.00 | 0 | D | $128.80 · 2018-02-15 to 2024-02-14 | 6,756 Common Stock | |
| 8 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-12-13 | M | D | 441 | $0.00 | 0 | D | $128.80 · 2017-02-15 to 2024-02-14 | 441 Common Stock |