Form 4 for JEF Jefferies Financial Group Inc.
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001214659-23-016527 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-15 | 2023-12-13+ | JEF | FRIEDMAN BRIAN P | Pres, Dir | A - Grant | $27.59 | +362.5K | 4.77M | +8% | +$10.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-13 | A | A | 152,332 | $37.51 | 4,926,172 | D | — | — | (F2) Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. |
| 2 | Common | Common Stock | 2023-12-15 | A | A | 95,879 | $0.00 | 5,022,051 | D | — | — | (F3) Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs. |
| 3 | Common | Common Stock | 2023-12-13 | A | A | 114,262 | $37.51 | 4,773,840 | D | — | — | (F1) Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. |