Form 4 for JEF Jefferies Financial Group Inc.
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001214659-23-016529 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-15 | 2023-12-13 | JEF | HANDLER RICHARD B | CEO, Dir | A - Grant | $37.51 | +279.9K | 16.24M | +2% | +$10.50M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-13 | A | A | 119,968 | $37.51 | 16,076,031 | D | — | — | (F1) Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. |
| 2 | Common | Common Stock | 2023-12-13 | A | A | 159,957 | $37.51 | 16,235,988 | D | — | — | (F2) Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. (F3) As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781. |