Form 4 for IMAX IMAX CORP
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0001214659-24-000272 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-04 | 2024-01-02+ | IMAX | GELFOND RICHARD L | CEO, Dir | M - OptEx | $0.00 | +166.0K | 491.1K | +51% | $0 |
| DM | 2024-01-04 | 2024-01-02+ | IMAX | GELFOND RICHARD L | CEO, Dir | F - Tax | $14.98 | -92.4K | 462.3K | -17% | -$1.38M |
| D | 2024-01-04 | 2024-01-02 | IMAX | GELFOND RICHARD L | CEO, Dir | A - Grant | $0.00 | +183.6K | 183.6K | New | $0 |
| DM | 2024-01-04 | 2024-01-02+ | IMAX | GELFOND RICHARD L | CEO, Dir | M - OptEx | $0.00 | -166.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common shares | 2024-01-02 | M | A | 51,382 | $0.00 | 440,060 | D | — | — | (F1) Represents the conversion of vested restricted share units into common shares. |
| 2 | Common | common shares | 2024-01-02 | F | D | 28,415 | $14.98 | 411,645 | D | — | — | (F2) Mr. Gelfond is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligation in connection with the delivery of common shares upon conversion of the restricted share unit transaction. |
| 3 | Common | common shares | 2024-01-02 | M | A | 62,528 | $0.00 | 474,173 | D | — | — | (F1) Represents the conversion of vested restricted share units into common shares. |
| 4 | Common | common shares | 2024-01-02 | F | D | 35,180 | $14.98 | 438,993 | D | — | — | (F2) Mr. Gelfond is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligation in connection with the delivery of common shares upon conversion of the restricted share unit transaction. |
| 5 | Common | common shares | 2024-01-04 | M | A | 52,084 | $0.00 | 491,077 | D | — | — | (F1) Represents the conversion of vested restricted share units into common shares. |
| 6 | Common | common shares | 2024-01-04 | F | D | 28,803 | $14.99 | 462,274 | D | — | — | (F2) Mr. Gelfond is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligation in connection with the delivery of common shares upon conversion of the restricted share unit transaction. |
| 7 | Derivative | restricted share units | 2024-01-02 | A | A | 183,578 | $0.00 | 183,578 | D | $0.00 · — to — | 183,578 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F6) This represents the number of restricted share units for this transaction only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 2,713,015; 360,018 and 462,274 respectively. (F7) The restricted share units vest and will be converted to common shares in three installments: 61,192 on January 2, 2025 and 61,193 on each of January 2, 2026 and January 2, 2027. |
| 8 | Derivative | restricted share units | 2024-01-02 | M | D | 62,528 | $0.00 | 125,057 | D | $0.00 · — to — | 62,528 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion of vested restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F6) This represents the number of restricted share units for this transaction only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 2,713,015; 360,018 and 462,274 respectively. (F5) The restricted share units vested and converted to common shares on January 2, 2024. |
| 9 | Derivative | restricted share units | 2024-01-02 | M | D | 51,382 | $0.00 | 51,383 | D | $0.00 · — to — | 51,382 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion of vested restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F6) This represents the number of restricted share units for this transaction only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 2,713,015; 360,018 and 462,274 respectively. (F5) The restricted share units vested and converted to common shares on January 2, 2024. |
| 10 | Derivative | restricted share units | 2024-01-04 | M | D | 52,084 | $0.00 | 0 | D | $0.00 · — to — | 52,084 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion of vested restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F6) This represents the number of restricted share units for this transaction only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 2,713,015; 360,018 and 462,274 respectively. (F8) The restricted share units vested and converted to common shares on January 4, 2024. |