Form 4 for LGVN Longeveron Inc.
Accepted 2024-04-12 00:00:00 ET · period of report 2024-04-10 · accession 0001214659-24-006773 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-12 | 2024-04-10+ | LGVN | Hare Joshua | CSO, Dir, 10% | P - Purchase | $2.35 | +148.9K | 590.7K | +34% | +$350.0K |
| DM | 2024-04-12 | 2024-04-10+ | LGVN | Hare Joshua | CSO, Dir, 10% | P - Purchase | $0.13 | +148.9K | 42.6K | New | +$19.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-11 | P | A | 42,553 | $2.35 | 633,280 | D | — | — | (F2) Amount includes 462,807 shares of Class B common stock, which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B common stock have identical rights to holders of common stock, except that holders of Class B common stock are entitled to 5 votes for each share held of record. Each share of Class B common stock is convertible at any time, at the option of the holder, into one share of common stock. |
| 2 | Common | Class A Common Stock | 2024-04-10 | P | A | 106,383 | $2.35 | 590,727 | D | — | — | (F1) Since the date of the reporting person's last ownership report on Table I, he transferred 298,483 shares of Class B common stock to his ex-spouse pursuant to a domestic relations order. The reporting person retains voting, but not dispositive or economic rights, with respect to the shares, pursuant to the terms of a Voting Agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
| 3 | Derivative | Warrant (right to buy) | 2024-04-10 | P | A | 106,383 | $0.13 | 106,383 | D | $2.35 · 2024-04-10 to 2029-04-10 | 106,383 Class A Common Stock | |
| 4 | Derivative | Warrant (right to buy) | 2024-04-11 | P | A | 42,553 | $0.13 | 42,553 | D | $2.35 · 2024-04-11 to 2029-04-10 | 42,553 Class A Common Stock |