Form 4 for HYPD HYPERION DEFI, INC.
Accepted 2024-07-03 00:00:00 ET · period of report 2024-07-02 · accession 0001214659-24-011963 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-03 | 2024-07-02 | HYPD | Grant Stuart M. | 10% | P - Purchase | $0.66 | +1.52M | 10.91M | +16% | +$1000.0K |
| D | 2024-07-03 | 2024-07-02 | HYPD | Grant Stuart M. | 10% | J - Other | — | +3.26M | 3.94M | +482% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.0001 | 2024-07-02 | P | A | 1,515,151 | $0.66 | 10,914,153 | D | — | — | (F2) In connection with the Securities Purchase Agreement, the Reporting Person also received a total of 3,264,931 warrants to purchase common stock at an exercise price of $0.69 per share (consisting of 1,515,151 warrants issued together with the shares purchased and an additional 1,749,780 warrants) and had the exercise price of all of his previously issued warrants (consisting of 677,430 warrants) reduced to $0.69 per share and the expiration date thereof extended to January 1, 2030. (F1) The purchase price per share for the common stock set forth above is the combined purchase price for each share of common stock, together with a warrant to purchase one share of common stock issued pursuant to a securities stock purchase agreement among the Company, the Reporting Person and other purchasers (the "Securities Purchase Agreement") (F3) Includes 3,942,361 shares of common stock issuable upon exercise of all warrants currently owned by the Reporting Person |
| 2 | Derivative | Warrants to purchase common stock | 2024-07-02 | J | A | 3,264,931 | — | 3,942,361 | D | $0.69 · 2025-01-01 to 2030-01-01 | 3,264,931 Common Stock | (F2) In connection with the Securities Purchase Agreement, the Reporting Person also received a total of 3,264,931 warrants to purchase common stock at an exercise price of $0.69 per share (consisting of 1,515,151 warrants issued together with the shares purchased and an additional 1,749,780 warrants) and had the exercise price of all of his previously issued warrants (consisting of 677,430 warrants) reduced to $0.69 per share and the expiration date thereof extended to January 1, 2030. (F1) The purchase price per share for the common stock set forth above is the combined purchase price for each share of common stock, together with a warrant to purchase one share of common stock issued pursuant to a securities stock purchase agreement among the Company, the Reporting Person and other purchasers (the "Securities Purchase Agreement") |