Form 4 for FICO Fair Isaac
Accepted 2024-12-11 00:00:00 ET · period of report 2024-12-09 · accession 0001214659-24-020309 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-11 | 2024-12-09+ | FICO | Bowers Thomas A. | EVP | F - Tax | $2,197.23 | -5,163 | 7,663 | -40% | -$11.34M |
| DM | 2024-12-11 | 2024-12-09+ | FICO | Bowers Thomas A. | EVP | M - OptEx | $0.00 | +9,368 | 9,991 | +1,504% | $0 |
| DM | 2024-12-11 | 2024-12-09+ | FICO | Bowers Thomas A. | EVP | M - OptEx | $0.00 | -9,368 | 0 | -100% | $0 |
| D | 2024-12-11 | 2024-12-09 | FICO | Bowers Thomas A. | EVP | A - Grant | $0.00 | +1,341 | 1,341 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-10 | F | D | 2,835 | $2,172.69 | 9,974 | D | — | — | (F1) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 2 | Common | Common Stock | 2024-12-10 | M | A | 5,146 | $0.00 | 12,809 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-09 | F | D | 2,328 | $2,227.11 | 7,663 | D | — | — | (F1) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 4 | Common | Common Stock | 2024-12-09 | M | A | 4,222 | $0.00 | 9,991 | D | — | — | |
| 5 | Derivative | Market Share Units | 2024-12-09 | M | D | 1,246 | $0.00 | 623 | D | — · 2023-12-09 to — | 1,246 Common Stock | (F3) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The market share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F5) No expiration date. |
| 6 | Derivative | Performance Share Units | 2024-12-10 | M | D | 2,322 | $0.00 | 0 | D | — · 2022-12-10 to — | 2,322 Common Stock | (F6) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F8) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F5) No expiration date. |
| 7 | Derivative | Non Qualified Stock Option (right to buy) | 2024-12-09 | A | A | 1,341 | $0.00 | 1,341 | D | $2,227.11 · 2025-12-09 to 2031-12-08 | 1,341 Common Stock | (F2) This option vests in four equal annual installments commencing on this date. |
| 8 | Derivative | Market Share Units | 2024-12-09 | M | D | 678 | $0.00 | 676 | D | — · 2024-12-09 to — | 678 Common Stock | (F3) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The market share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F5) No expiration date. |
| 9 | Derivative | Performance Share Units | 2024-12-09 | M | D | 678 | $0.00 | 1,352 | D | — · 2024-12-09 to — | 678 Common Stock | (F6) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F8) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F5) No expiration date. |
| 10 | Derivative | Restricted Stock Units | 2024-12-10 | M | D | 446 | $0.00 | 446 | D | — · 2022-12-10 to — | 446 Common Stock | (F7) This restricted stock unit vests in four equal annual installments commencing on this date. (F5) No expiration date. |
| 11 | Derivative | Performance Share Units | 2024-12-09 | M | D | 1,246 | $0.00 | 1,246 | D | — · 2023-12-09 to — | 1,246 Common Stock | (F6) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F8) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F5) No expiration date. |
| 12 | Derivative | Restricted Stock Units | 2024-12-09 | M | D | 374 | $0.00 | 748 | D | — · 2023-12-09 to — | 374 Common Stock | (F7) This restricted stock unit vests in four equal annual installments commencing on this date. (F5) No expiration date. |
| 13 | Derivative | Market Share Units | 2024-12-10 | M | D | 2,378 | $0.00 | 0 | D | — · 2022-12-10 to — | 2,378 Common Stock | (F3) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The market share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F5) No expiration date. |