Form 4 for FICO Fair Isaac
Accepted 2024-12-11 00:00:00 ET · period of report 2024-12-09 · accession 0001214659-24-020312 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-11 | 2024-12-09+ | FICO | Leonard Michael S | CAO, VP | F - Tax | $2,190.45 | -239 | 5,474 | -4% | -$523.5K |
| DM | 2024-12-11 | 2024-12-09+ | FICO | Leonard Michael S | CAO, VP | M - OptEx | $0.00 | +582 | 5,348 | +12% | $0 |
| DM | 2024-12-11 | 2024-12-09+ | FICO | Leonard Michael S | CAO, VP | M - OptEx | $0.00 | -582 | 200 | -74% | $0 |
| DM | 2024-12-11 | 2024-12-09 | FICO | Leonard Michael S | CAO, VP | A - Grant | $0.00 | +236 | 118 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-09 | F | D | 78 | $2,227.11 | 5,269.96 | D | — | — | (F2) Shares withheld by Company for payment of taxes due at vesting from restricted stock units. |
| 2 | Common | Common Stock | 2024-12-10 | M | A | 365 | $0.00 | 5,634.96 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-10 | F | D | 161 | $2,172.69 | 5,473.96 | D | — | — | (F2) Shares withheld by Company for payment of taxes due at vesting from restricted stock units. |
| 4 | Common | Common Stock | 2024-12-09 | M | A | 217 | $0.00 | 5,347.96 | D | — | — | (F1) Includes 13.141 shares acquired under the FICO Employee Stock Purchase Plan on February 29, 2024, and 4.691 on August 30, 2024. |
| 5 | Derivative | Restricted Stock Units | 2024-12-10 | M | D | 201 | $0.00 | 200 | D | — · 2022-12-10 to — | 201 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 6 | Derivative | Restricted Stock Units | 2024-12-10 | M | D | 164 | $0.00 | 0 | D | — · 2021-12-10 to — | 164 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 7 | Derivative | Restricted Stock Units | 2024-12-09 | M | D | 150 | $0.00 | 299 | D | — · 2023-12-09 to — | 150 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 8 | Derivative | Restricted Stock Units | 2024-12-09 | M | D | 67 | $0.00 | 200 | D | — · 2024-12-09 to — | 67 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 9 | Derivative | Non-Qualified Stock Options (right to buy) | 2024-12-09 | A | A | 118 | $0.00 | 118 | D | $2,227.11 · 2025-12-09 to 2031-12-08 | 118 Common Stock | (F6) This option vests in four equal annual installments commencing on this date. |
| 10 | Derivative | Restricted Stock Units | 2024-12-09 | A | A | 118 | $0.00 | 118 | D | — · 2025-12-09 to — | 118 Common Stock | (F3) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F4) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |