Form 4 for ALZN Alzamend Neuro, Inc.
Accepted 2025-10-08 00:00:00 ET · period of report 2025-10-03 · accession 0001214659-25-014752 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-10-08 | 2025-10-03+ | ALZN | AULT MILTON C III | Dir | C - Cnv Deriv | $2.32 | +200.0K | 126.2K | New | +$464.0K |
| DMI | 2025-10-08 | 2025-10-06+ | ALZN | AULT MILTON C III | Dir | S - Sale | $2.47 | -139.4K | 68.8K | -67% | -$343.9K |
| DMI | 2025-10-08 | 2025-10-03+ | ALZN | AULT MILTON C III | Dir | C - Cnv Deriv | $1,000.00 | -464 | 375.24 | -55% | -$464.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-03 | C | A | 100,000 | $2.32 | 108,260 | I By Ault Lending, LLC | — | — | (F1) Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred"). (F2) Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| 2 | Common | Common Stock | 2025-10-06 | S | D | 82,033 | $2.45 | 26,227 | I By Ault Lending, LLC | — | — | (F3) The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4535. The range of sales prices on the transaction date was $2.4097 to $2.4599 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. (F2) Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| 3 | Common | Common Stock | 2025-10-07 | C | A | 100,000 | $2.32 | 126,227 | I By Ault Lending, LLC | — | — | (F1) Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred"). (F2) Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| 4 | Common | Common Stock | 2025-10-07 | S | D | 57,379 | $2.49 | 68,848 | I By Ault Lending, LLC | — | — | (F4) The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4914. The range of sales prices on the transaction date was $2.4381 to $2.4941 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. (F2) Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| 5 | Derivative | Series B Convertible Preferred Stock | 2025-10-07 | C | D | 232 | $1,000.00 | 143.24 | I By Ault Lending, LLC | $2.32 · 2024-01-31 to — | 100,000 Common Stock | (F2) Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. (F7) The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock. (F8) The shares of Series B Preferred have no expiration date. |
| 6 | Derivative | Series B Convertible Preferred Stock | 2025-10-03 | C | D | 232 | $1,000.00 | 375.24 | I By Ault Lending, LLC | $2.32 · 2024-01-31 to — | 100,000 Common Stock | (F2) Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. (F7) The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock. (F8) The shares of Series B Preferred have no expiration date. |