Form 4 for UUU UNIVERSAL SAFETY PRODUCTS, INC.
Accepted 2025-12-17 00:00:00 ET · period of report 2025-12-15 · accession 0001214659-25-018153 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-12-17 | 2025-12-15+ | UUU | AULT MILTON C III | Dir | P - Purchase | $5.03 | +5,616 | 144.1K | +4% | +$28.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-15 | P | A | 2,500 | $5.02 | 8,453 | I By Alpha Structured Finance LP | — | — | (F1) The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0210. The range of purchase prices on the transaction date was $4.9586 to $5.0598 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. (F2) Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. |
| 2 | Common | Common Stock | 2025-12-16 | P | A | 1,547 | $5.05 | 10,000 | I By Alpha Structured Finance LP | — | — | (F3) The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0486. The range of purchase prices on the transaction date was $5.04 to $5.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. (F2) Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. |
| 3 | Common | Common Stock | 2025-12-16 | P | A | 1,569 | $5.02 | 144,100 | I By Ault Lending, LLC | — | — | (F4) Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |