Form 4 for CDNA CareDx, Inc.
Accepted 2021-07-07 00:00:00 ET · period of report 2021-07-06 · accession 0001217234-21-000171 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-07 | 2021-07-06 | CDNA | Maag Peter | Executive COB, Dir | S - Sale+OE | $90.70 | -10.0K | 369.8K | -3% | -$907.0K |
| D | 2021-07-07 | 2021-07-06 | CDNA | Maag Peter | Executive COB, Dir | F - Tax | $90.63 | -4,958 | 359.3K | -1% | -$449.3K |
| D | 2021-07-07 | 2021-07-06 | CDNA | Maag Peter | Executive COB, Dir | M - OptEx | $12.24 | +2,312 | 374.3K | +0.6% | +$28.3K |
| D | 2021-07-07 | 2021-07-06 | CDNA | Maag Peter | Executive COB, Dir | M - OptEx | $12.24 | -2,312 | 35.2K | -6% | -$28.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-06 | S | D | 2,100 | $89.48 | 372,156 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.96, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 2 | Common | Common Stock | 2021-07-06 | S | D | 5,500 | $91.23 | 364,256 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.04 to $91.33, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 3 | Common | Common Stock | 2021-07-06 | F | D | 4,958 | $90.63 | 359,298 | D | — | — | (F5) These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. |
| 4 | Common | Common Stock | 2021-07-06 | M | A | 2,312 | $12.24 | 374,256 | D | — | — | |
| 5 | Common | Common Stock | 2021-07-06 | S | D | 2,400 | $90.55 | 369,756 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.03 to $90.98, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-07-06 | M | D | 2,312 | $12.24 | 35,188 | D | $12.24 · — to 2028-06-29 | 2,312 Common Stock | (F7) 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. |