Form 4 for CDNA CareDx, Inc.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-06-25 · accession 0001217234-21-000206 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-06-25+ | CDNA | Seeto Reginald | See Remarks, Dir | M - OptEx | $27.04 | +33.2K | 143.2K | +30% | +$898.9K |
| DM | 2021-08-17 | 2021-06-25+ | CDNA | Seeto Reginald | See Remarks, Dir | S - Sale+OE | $95.50 | -22.4K | 132.4K | -14% | -$2.14M |
| DM | 2021-08-17 | 2021-06-25+ | CDNA | Seeto Reginald | See Remarks, Dir | M - OptEx | $0.00 | -33.2K | 32.0K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-25 | M | A | 3,247 | $24.35 | 135,618 | D | — | — | |
| 2 | Common | Common Stock | 2021-06-25 | M | A | 5,963 | $27.72 | 141,581 | D | — | — | |
| 3 | Common | Common Stock | 2021-06-25 | S | D | 9,210 | $95.15 | 132,371 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $90.37, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 4 | Common | Common Stock | 2021-06-28 | M | A | 1,545 | $24.35 | 133,916 | D | — | — | |
| 5 | Common | Common Stock | 2021-06-28 | M | A | 11,667 | $27.17 | 145,583 | D | — | — | |
| 6 | Common | Common Stock | 2021-06-28 | S | D | 8,522 | $95.42 | 137,061 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $96.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 7 | Common | Common Stock | 2021-06-28 | S | D | 4,690 | $96.34 | 132,371 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $96.53, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 8 | Common | Common Stock | 2021-08-11 | M | A | 10,821 | $27.72 | 143,192 | D | — | — | |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-08-11 | M | D | 10,821 | $0.00 | 56,048 | D | $27.72 · — to 2028-11-26 | 10,821 Common Stock | (F6) 25% of the shares subject to the option vested on November 26, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2021-06-28 | M | D | 11,667 | $0.00 | 14,500 | D | $27.17 · — to 2029-02-04 | 11,667 Common Stock | (F7) 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2021-06-28 | M | D | 1,545 | $0.00 | 30,416 | D | $24.35 · — to 2030-02-03 | 1,545 Common Stock | (F5) 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2021-06-25 | M | D | 5,963 | $0.00 | 66,869 | D | $27.72 · — to 2028-11-26 | 5,963 Common Stock | (F6) 25% of the shares subject to the option vested on November 26, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2021-06-25 | M | D | 3,247 | $0.00 | 31,961 | D | $24.35 · — to 2030-02-03 | 3,247 Common Stock | (F5) 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter. |