Form 4 for CDNA CareDx, Inc.
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001217234-21-000242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05 | CDNA | Maag Peter | Dir | M - OptEx | $18.90 | +10.0K | 351.8K | +3% | +$189.0K |
| D | 2021-11-09 | 2021-11-05 | CDNA | Maag Peter | Dir | S - Sale+OE | $49.40 | -10.0K | 341.8K | -3% | -$494.0K |
| DM | 2021-11-09 | 2021-11-05 | CDNA | Maag Peter | Dir | M - OptEx | $0.00 | -10.0K | 51.0K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | M | A | 3,125 | $12.24 | 345,806 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-05 | S | D | 10,000 | $49.40 | 341,756 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-05 | M | A | 925 | $6.31 | 342,681 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-05 | M | A | 5,950 | $24.35 | 351,756 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-11-05 | M | D | 925 | $0.00 | 8,016 | D | $6.31 · — to 2028-01-19 | 925 Common Stock | (F3) 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-11-05 | M | D | 3,125 | $0.00 | 21,875 | D | $12.24 · — to 2028-06-29 | 3,125 Common Stock | (F4) 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-11-05 | M | D | 5,950 | $0.00 | 50,956 | D | $24.35 · — to 2030-02-03 | 5,950 Common Stock | (F5) 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter. |