Form 4 for CDNA CareDx, Inc.
Accepted 2022-02-04 00:00:00 ET · period of report 2022-02-02 · accession 0001217234-22-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-04 | 2022-02-02+ | CDNA | Seeto Reginald | See Remarks, Dir | S - Sale | $40.69 | -8,170 | 192.7K | -4% | -$332.5K |
| D | 2022-02-04 | 2022-02-03 | CDNA | Seeto Reginald | See Remarks, Dir | F - Tax | $40.08 | -2,388 | 197.7K | -1% | -$95.7K |
| D | 2022-02-04 | 2022-02-02 | CDNA | Seeto Reginald | See Remarks, Dir | A - Grant | $0.00 | +73.3K | 200.1K | +58% | $0 |
| D | 2022-02-04 | 2022-02-02 | CDNA | Seeto Reginald | See Remarks, Dir | A - Grant | $0.00 | +83.3K | 83.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-02 | S | D | 3,182 | $41.25 | 126,746 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-04 | S | D | 4,988 | $40.34 | 192,720 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.57, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 3 | Common | Common Stock | 2022-02-03 | F | D | 2,388 | $40.08 | 197,708 | D | — | — | (F3) These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. |
| 4 | Common | Common Stock | 2022-02-02 | A | A | 73,350 | $0.00 | 200,096 | D | — | — | (F2) The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 2, 2023 and 1/4th of which shall vest on each anniversary thereafter. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2022-02-02 | A | A | 83,350 | $0.00 | 83,350 | D | $41.32 · — to 2032-02-02 | 83,350 Common Stock | (F5) 1/4th of the shares subject to the option shall vest on February 2, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter. |