Form 4 for CDNA CareDx, Inc.
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-07 · accession 0001217234-22-000062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-08 | 2022-03-07 | CDNA | Maag Peter | Dir | S - Sale+OE | $32.81 | -10.0K | 313.2K | -3% | -$328.1K |
| DM | 2022-03-08 | 2022-03-07 | CDNA | Maag Peter | Dir | M - OptEx | $19.33 | +4,056 | 321.7K | +1% | +$78.4K |
| DM | 2022-03-08 | 2022-03-07 | CDNA | Maag Peter | Dir | M - OptEx | $0.00 | -4,056 | 39.3K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-07 | S | D | 1,500 | $33.75 | 311,739 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.31 to $34.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 2 | Common | Common Stock | 2022-03-07 | M | A | 1,683 | $12.24 | 319,366 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-07 | M | A | 2,373 | $24.35 | 321,739 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-07 | S | D | 8,500 | $32.64 | 313,239 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.285 to $33.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2022-03-07 | M | D | 1,683 | $0.00 | 17,067 | D | $12.24 · — to 2028-06-29 | 1,683 Common Stock | (F5) 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-03-07 | M | D | 2,373 | $0.00 | 39,294 | D | $24.35 · — to 2030-02-03 | 2,373 Common Stock | (F6) 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter. |