Form 4 for CDNA CareDx, Inc.
Accepted 2022-04-06 00:00:00 ET · period of report 2022-04-05 · accession 0001217234-22-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-06 | 2022-04-05 | CDNA | Maag Peter | Dir | M - OptEx | $21.74 | +9,950 | 314.9K | +3% | +$216.3K |
| DM | 2022-04-06 | 2022-04-05 | CDNA | Maag Peter | Dir | S - Sale+OE | $38.64 | -10.0K | 311.7K | -3% | -$386.4K |
| DM | 2022-04-06 | 2022-04-05 | CDNA | Maag Peter | Dir | M - OptEx | $0.00 | -9,950 | 36.7K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-05 | M | A | 2,627 | $24.35 | 317,491 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-05 | M | A | 4,198 | $27.17 | 321,689 | D | — | — | |
| 3 | Common | Common Stock | 2022-04-05 | S | D | 7,982 | $38.46 | 313,707 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.04 to $38.83, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 4 | Common | Common Stock | 2022-04-05 | S | D | 2,018 | $39.35 | 311,689 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.045 to $39.67, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
| 5 | Common | Common Stock | 2022-04-05 | M | A | 3,125 | $12.24 | 314,864 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-04-05 | M | D | 4,198 | $0.00 | 56,966 | D | $27.17 · — to 2029-02-04 | 4,198 Common Stock | (F7) 1/4th of the shares subject to the option vested on January 25, 2020 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2022-04-05 | M | D | 3,125 | $0.00 | 13,942 | D | $12.24 · — to 2028-06-29 | 3,125 Common Stock | (F5) 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2022-04-05 | M | D | 2,627 | $0.00 | 36,667 | D | $24.35 · — to 2030-02-03 | 2,627 Common Stock | (F6) 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter. |