Form 4 for CDNA CareDx, Inc.
Accepted 2023-08-11 00:00:00 ET · period of report 2023-08-11 · accession 0001217234-23-000186 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-11 | 2023-08-11 | CDNA | Bickerstaff George | Dir | M - OptEx | $5.09 | +19.5K | 95.3K | +26% | +$99.1K |
| DM | 2023-08-11 | 2023-08-11 | CDNA | Bickerstaff George | Dir | M - OptEx | $0.00 | -19.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-11 | M | A | 5,255 | $5.02 | 85,523 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-11 | M | A | 4,453 | $5.49 | 99,721 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-11 | M | A | 9,745 | $4.95 | 95,268 | D | — | — | |
| 4 | Derivative | Option to Purchase Common Stock | 2023-08-11 | M | D | 4,453 | $0.00 | 2,226 | D | $5.49 · — to 2024-11-09 | 4,453 Common Stock | (F3) The options vested in three equal installments based upon the Company's achievement of certain performance goals. |
| 5 | Derivative | Stock Option (right to buy) | 2023-08-11 | M | D | 5,255 | $0.00 | 0 | D | $5.02 · — to 2026-06-16 | 5,255 Common Stock | (F1) 1/12th of the shares subject to the option vested on July 16, 2016 and 1/12th of the shares subject to the option vested monthly thereafter. |
| 6 | Derivative | Stock Option (right to buy) | 2023-08-11 | M | D | 9,745 | $0.00 | 0 | D | $4.95 · — to 2026-07-15 | 9,745 Common Stock | (F2) 1/12th of the shares subject to the option vested on August 1, 2016 and the shares subject to the option vested monthly thereafter through July 1, 2017. |