Form 4 for UONE URBAN ONE, INC.
Accepted 2022-09-29 00:00:00 ET · period of report 2022-09-27 · accession 0001221506-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-29 | 2022-09-27 | UONE | Simpson Kristopher | SVP, GC | A - Grant | $0.00 | +23.9K | 23.9K | New | $0 |
| D | 2022-09-29 | 2022-09-27 | UONE | Simpson Kristopher | SVP, GC | F - Tax | $4.23 | -10.4K | 13.6K | -43% | -$43.8K |
| D | 2022-09-29 | 2022-09-27 | UONE | Simpson Kristopher | SVP, GC | D - Sale to Iss | $4.23 | -13.6K | 0 | -100% | -$57.4K |
| D | 2022-09-29 | 2022-09-27 | UONE | Simpson Kristopher | SVP, GC | A - Grant | $0.00 | +12.1K | 12.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2022-09-27 | A | A | 23,936 | $0.00 | 23,936 | D | — | — | (F1) Award invested immediately upon pricing. |
| 2 | Common | Class D Common Stock | 2022-09-27 | F | D | 10,359 | $4.23 | 13,577 | D | — | — | |
| 3 | Common | Class D Common Stock | 2022-09-27 | D | D | 13,577 | $4.23 | 0 | D | — | — | |
| 4 | Derivative | Stock Option (Class D) | 2022-09-27 | A | A | 12,054 | $0.00 | 12,054 | D | $4.23 · 2022-09-27 to 2032-09-27 | 12,054 Class D Common Stock |