Form 4 for AZO AutoZone
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-29 · accession 0001225208-21-009990 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-01 | 2021-06-29+ | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $425.11 | +4,665 | 19.1K | +32% | +$1.98M |
| DM | 2021-07-01 | 2021-06-29+ | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | S - Sale+OE | $1,501.15 | -4,665 | 19.1K | -20% | -$7.00M |
| DM | 2021-07-01 | 2021-06-30 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | A - Grant | $1,275.17 | +55 | 19.1K | +0.3% | +$70.1K |
| DM | 2021-07-01 | 2021-06-29+ | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -4,665 | 14.5K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-29 | M | A | 4,492 | $425.11 | 23,389.51 | D | — | — | (F1) Incudes 1,781 shares previously held by GRAT #4 and 1,277 shares previously held by GRAT #5 which were distributed to the reporting person on March 16, 2021 and April 6, 2021, respectively, in the form of a scheduled annuity payment. |
| 2 | Common | Common Stock | 2021-06-29 | S | D | 792 | $1,502.60 | 22,597.51 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.17-$1,502.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 3 | Common | Common Stock | 2021-06-29 | S | D | 1,300 | $1,501.44 | 21,297.51 | D | — | — | (F3) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.00-$1,501.90 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 4 | Common | Common Stock | 2021-06-29 | S | D | 2,400 | $1,500.50 | 18,897.51 | D | — | — | (F4) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2021-06-30 | S | D | 100 | $1,502.01 | 18,955.99 | D | — | — | |
| 6 | Common | Common Stock | 2021-06-30 | A | A | 47 | $1,492.22 | 19,120.99 | D | — | — | (F5) Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan. |
| 7 | Common | Common Stock | 2021-06-30 | A | A | 8 | $0.00 | 19,128.99 | D | — | — | (F5) Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan. |
| 8 | Common | Common Stock | 2021-06-30 | S | D | 73 | $1,500.38 | 19,055.99 | D | — | — | |
| 9 | Common | Common Stock | 2021-06-30 | M | A | 173 | $425.11 | 19,073.99 | D | — | — | |
| 10 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-06-29 | M | D | 4,492 | $0.00 | 14,708 | D | $425.11 · — to 2023-10-02 | 4,492 Common Stock | (F6) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 1, 2014. |
| 11 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-06-30 | M | D | 173 | $0.00 | 14,535 | D | $425.11 · — to 2023-10-02 | 173 Common Stock | (F6) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 1, 2014. |