Form 4 for AZO AutoZone
Accepted 2021-07-01 00:00:00 ET · period of report 2021-07-01 · accession 0001225208-21-009993 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-01 | 2021-07-01 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $425.11 | +14.5K | 33.5K | +77% | +$6.18M |
| DM | 2021-07-01 | 2021-07-01 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | S - Sale+OE | $1,511.74 | -14.5K | 33.3K | -30% | -$21.97M |
| D | 2021-07-01 | 2021-07-01 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $425.11 | -14.5K | 0 | -100% | -$6.18M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | M | A | 14,535 | $425.11 | 33,490.99 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-01 | S | D | 1,000 | $1,503.70 | 18,955.99 | D | — | — | (F21) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,503.15-$1,503.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 3 | Common | Common Stock | 2021-07-01 | S | D | 300 | $1,516.45 | 32,990.99 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,516.40-$1,516.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 4 | Common | Common Stock | 2021-07-01 | S | D | 300 | $1,512.71 | 32,690.99 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,512.30-$1,513.13 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2021-07-01 | S | D | 400 | $1,521.59 | 32,290.99 | D | — | — | (F3) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,521.19-$1,521.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 6 | Common | Common Stock | 2021-07-01 | S | D | 445 | $1,526.45 | 31,845.99 | D | — | — | (F4) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,525.92-$1,526.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 7 | Common | Common Stock | 2021-07-01 | S | D | 493 | $1,507.06 | 31,352.99 | D | — | — | (F5) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,506.47-$1,507.39 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 8 | Common | Common Stock | 2021-07-01 | S | D | 500 | $1,500.42 | 30,852.99 | D | — | — | (F6) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 9 | Common | Common Stock | 2021-07-01 | S | D | 507 | $1,507.78 | 30,345.99 | D | — | — | (F7) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,507.59-$1,507.84 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 10 | Common | Common Stock | 2021-07-01 | S | D | 545 | $1,527.36 | 29,800.99 | D | — | — | (F8) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,526.97-$1,527.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 11 | Common | Common Stock | 2021-07-01 | S | D | 600 | $1,519.10 | 29,200.99 | D | — | — | (F9) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,518.60-$1,519.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 12 | Common | Common Stock | 2021-07-01 | S | D | 600 | $1,511.66 | 28,600.99 | D | — | — | (F10) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,511.18-$1,512.06 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 13 | Common | Common Stock | 2021-07-01 | S | D | 700 | $1,520.23 | 27,900.99 | D | — | — | (F11) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,519.94-$1,520.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 14 | Common | Common Stock | 2021-07-01 | S | D | 700 | $1,506.07 | 27,200.99 | D | — | — | (F12) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,505.47-$1,506.43 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 15 | Common | Common Stock | 2021-07-01 | S | D | 800 | $1,517.83 | 26,400.99 | D | — | — | (F13) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,517.50-$1,518.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 16 | Common | Common Stock | 2021-07-01 | S | D | 800 | $1,514.26 | 25,600.99 | D | — | — | (F14) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,513.71-$1,514.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 17 | Common | Common Stock | 2021-07-01 | S | D | 800 | $1,504.37 | 24,800.99 | D | — | — | (F15) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,504.15-$1,504.75 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 18 | Common | Common Stock | 2021-07-01 | S | D | 900 | $1,525.00 | 23,900.99 | D | — | — | (F16) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,524.38-$1,525.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 19 | Common | Common Stock | 2021-07-01 | S | D | 981 | $1,501.42 | 22,919.99 | D | — | — | (F17) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.11-$1,502.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 20 | Common | Common Stock | 2021-07-01 | S | D | 982 | $1,510.50 | 21,937.99 | D | — | — | (F18) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,510.12-$1,510.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 21 | Common | Common Stock | 2021-07-01 | S | D | 982 | $1,502.71 | 20,955.99 | D | — | — | (F19) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.11-$1,503.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 22 | Common | Common Stock | 2021-07-01 | S | D | 1,000 | $1,509.31 | 19,955.99 | D | — | — | (F20) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,508.67-$1,509.65 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 23 | Common | Common Stock | 2021-07-01 | S | D | 200 | $1,515.17 | 33,290.99 | D | — | — | |
| 24 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-07-01 | M | D | 14,535 | $425.11 | 0 | D | $425.11 · — to 2023-10-02 | 14,535 Common Stock | (F22) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 1, 2014. |