Form 4 for AZO AutoZone
Accepted 2021-07-13 00:00:00 ET · period of report 2021-07-09 · accession 0001225208-21-010611 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-13 | 2021-07-09 | AZO | Finestone Mark A. | Exec. VP | S - Sale+OE | $1,556.75 | -7,900 | 4,212 | -65% | -$12.30M |
| D | 2021-07-13 | 2021-07-09 | AZO | Finestone Mark A. | Exec. VP | M - OptEx | $507.79 | +7,900 | 12.1K | +188% | +$4.01M |
| D | 2021-07-13 | 2021-07-09 | AZO | Finestone Mark A. | Exec. VP | M - OptEx | $0.00 | -7,900 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-09 | S | D | 1,198 | $1,555.04 | 10,913.85 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,554.35 - $1,555.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 2 | Common | Common Stock | 2021-07-09 | S | D | 2,301 | $1,557.87 | 7,085.85 | D | — | — | (F3) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,557.36 - $1,558.23 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 3 | Common | Common Stock | 2021-07-09 | S | D | 1,527 | $1,556.01 | 9,386.85 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,555.35 -$1,556.32 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 4 | Common | Common Stock | 2021-07-09 | S | D | 2,874 | $1,556.96 | 4,211.85 | D | — | — | (F4) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,556.36 - $1,557.32 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2021-07-09 | M | A | 7,900 | $507.79 | 12,111.85 | D | — | — | |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-07-09 | M | D | 7,900 | $0.00 | 0 | D | $507.79 · — to 2024-09-24 | 7,900 Common Stock | (F5) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 23, 2015. |