Form 4 for AZO AutoZone
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-16 · accession 0001225208-21-010717 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-16 | 2021-07-16 | AZO | GRIFFIN RONALD B | CIO, Sr. VP | M - OptEx | $745.01 | +7,017 | 7,517 | +1,404% | +$5.23M |
| DM | 2021-07-16 | 2021-07-16 | AZO | GRIFFIN RONALD B | CIO, Sr. VP | S - Sale+OE | $1,608.29 | -7,017 | 7,129 | -50% | -$11.29M |
| DM | 2021-07-16 | 2021-07-16 | AZO | GRIFFIN RONALD B | CIO, Sr. VP | M - OptEx | $0.00 | -7,017 | 2,726 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-16 | M | A | 3,022 | $587.13 | 3,521.63 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-16 | M | A | 2,724 | $772.80 | 6,245.63 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-16 | S | D | 6,629 | $1,608.22 | 499.63 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,608.00 - $1,608.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 4 | Common | Common Stock | 2021-07-16 | S | D | 388 | $1,609.41 | 7,128.63 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,609.02 - $1,609.72 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2021-07-16 | M | A | 1,271 | $1,060.81 | 7,516.63 | D | — | — | |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-07-16 | M | D | 1,271 | $0.00 | 3,814 | D | $1,060.81 · — to 2029-10-08 | 1,271 Common Stock | (F5) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 7, 2020. |
| 7 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-07-16 | M | D | 3,022 | $0.00 | 1,478 | D | $587.13 · — to 2027-09-27 | 3,022 Common Stock | (F4) Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 26, 2018. |
| 8 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-07-16 | M | D | 2,724 | $0.00 | 2,726 | D | $772.80 · — to 2028-09-26 | 2,724 Common Stock | (F3) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 25, 2019. |