Form 4 for WM Waste Management
Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-26 · accession 0001225208-21-010904 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-28 | 2021-07-26+ | WM | Boettcher Charles C | EVP, CLO, Corp Development | M - OptEx | $73.34 | +28.5K | 47.2K | +152% | +$2.09M |
| DM | 2021-07-28 | 2021-07-26+ | WM | Boettcher Charles C | EVP, CLO, Corp Development | S - Sale+OE | $148.59 | -28.5K | 19.1K | -60% | -$4.23M |
| DM | 2021-07-28 | 2021-07-26+ | WM | Boettcher Charles C | EVP, CLO, Corp Development | M - OptEx | $73.34 | -28.5K | 0 | -100% | -$2.09M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-26 | M | A | 400 | $73.34 | 19,490.76 | D | — | — | (F1) Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. |
| 2 | Common | Common Stock | 2021-07-27 | S | D | 28,097 | $148.61 | 19,090.76 | D | — | — | (F1) Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. (F3) This transaction was executed in multiple trades at prices ranging from $147.22 to $149.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-07-27 | M | A | 28,097 | $73.34 | 47,187.76 | D | — | — | (F1) Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. |
| 4 | Common | Common Stock | 2021-07-26 | S | D | 400 | $147.00 | 19,090.76 | D | — | — | (F1) Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. (F2) This transaction was executed in multiple trades at prices ranging from $147.00 to $147.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-07-26 | M | D | 400 | $73.34 | 28,097 | D | $73.34 · 2018-02-28 to 2027-02-28 | 400 Common Stock | (F4) Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-07-27 | M | D | 28,097 | $73.34 | 0 | D | $73.34 · 2018-02-28 to 2027-02-28 | 28,097 Common Stock | (F4) Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. |