Form 4 for NSC Norfolk Southern
Accepted 2021-08-02 00:00:00 ET · period of report 2021-07-29 · accession 0001225208-21-010974 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-02 | 2021-07-29 | NSC | Shaw Alan H. | EVP, CMO | S - Sale+OE | $256.93 | -5,148 | 36.9K | -12% | -$1.32M |
| D | 2021-08-02 | 2021-07-29 | NSC | Shaw Alan H. | EVP, CMO | F - Tax | $258.14 | -1,552 | 35.3K | -4% | -$400.6K |
| DM | 2021-08-02 | 2021-07-29 | NSC | Shaw Alan H. | EVP, CMO | M - OptEx | $87.03 | +9,930 | 38.6K | +35% | +$864.2K |
| DM | 2021-08-02 | 2021-07-29 | NSC | Shaw Alan H. | EVP, CMO | M - OptEx | — | -9,930 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-29 | S | D | 570 | $256.91 | 37,999 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-29 | S | D | 1,761 | $256.94 | 31,869 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.9000 to $257.0000, inclusive. |
| 3 | Common | Common Stock | 2021-07-29 | S | D | 1,699 | $256.90 | 33,630 | D | — | — | |
| 4 | Common | Common Stock | 2021-07-29 | F | D | 1,552 | $258.14 | 35,329 | D | — | — | |
| 5 | Common | Common Stock | 2021-07-29 | M | A | 2,760 | $94.17 | 31,399 | D | — | — | |
| 6 | Common | Common Stock | 2021-07-29 | M | A | 2,720 | $104.23 | 34,119 | D | — | — | |
| 7 | Common | Common Stock | 2021-07-29 | M | A | 2,550 | $69.83 | 36,669 | D | — | — | |
| 8 | Common | Common Stock | 2021-07-29 | M | A | 1,900 | $75.14 | 38,569 | D | — | — | |
| 9 | Common | Common Stock | 2021-07-29 | S | D | 1,118 | $256.97 | 36,881 | D | — | — | |
| 10 | Derivative | Option (right to buy, granted 2013) | 2021-07-29 | M | D | 2,550 | — | 0 | D | $69.83 · 2017-01-24 to 2023-01-23 | 2,550 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| 11 | Derivative | Option (right to buy, granted 2015) | 2021-07-29 | M | D | 2,720 | — | 0 | D | $104.23 · 2019-01-27 to 2025-01-26 | 2,720 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| 12 | Derivative | Option (right to buy, granted 2012) | 2021-07-29 | M | D | 1,900 | — | 0 | D | $75.14 · 2016-01-26 to 2022-01-25 | 1,900 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| 13 | Derivative | Option (right to buy, granted 2014) | 2021-07-29 | M | D | 2,760 | — | 0 | D | $94.17 · 2018-01-23 to 2024-01-22 | 2,760 Common Stock | (F1) Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |