Form 4 for KMB Kimberly-Clark
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-17 · accession 0001225208-21-011539 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-18 | 2021-08-17 | KMB | Powell Aaron | Pres, Asia Pacific | S - Sale+OE | $139.51 | -29.5K | 7,774 | -79% | -$4.12M |
| DM | 2021-08-18 | 2021-08-17 | KMB | Powell Aaron | Pres, Asia Pacific | M - OptEx | $116.31 | +29.5K | 24.1K | New | +$3.43M |
| DM | 2021-08-18 | 2021-08-17 | KMB | Powell Aaron | Pres, Asia Pacific | M - OptEx | $0.00 | -29.5K | 16.4K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-17 | S | D | 7,016 | $139.49 | 30,292 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $139.48 to $139.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-08-17 | S | D | 22,518 | $139.52 | 7,774 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $139.45 to $139.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-08-17 | M | A | 6,217 | $125.47 | 37,308 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-17 | M | A | 7,016 | $138.96 | 31,091 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-17 | M | A | 16,301 | $103.06 | 24,075 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-08-17 | M | D | 6,217 | $0.00 | 8,289 | D | $125.47 · — to 2029-05-01 | 6,217 Common Stock | (F4) Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. (F5) In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-17 | M | D | 16,301 | $0.00 | 0 | D | $103.06 · — to 2028-05-09 | 16,301 Common Stock | (F4) Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. (F5) In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-08-17 | M | D | 7,016 | $0.00 | 16,372 | D | $138.96 · — to 2030-04-29 | 7,016 Common Stock | (F4) Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. (F5) In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. |