Form 4 for RCKY ROCKY BRANDS, INC.
Accepted 2021-08-19 00:00:00 ET · period of report 2021-08-17 · accession 0001225208-21-011567 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-19 | 2021-08-17 | RCKY | Robertson Thomas D. | EVP, CFO, Treas | M - OptEx | $10.37 | +5,500 | 7,300 | +306% | +$57.0K |
| DM | 2021-08-19 | 2021-08-17 | RCKY | Robertson Thomas D. | EVP, CFO, Treas | M - OptEx | $0.00 | -5,500 | 4,600 | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, without par value | 2021-08-17 | M | A | 5,400 | $10.35 | 7,200 | D | — | — | |
| 2 | Common | Common Stock, without par value | 2021-08-17 | M | A | 100 | $11.55 | 7,300 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2021-08-17 | M | D | 100 | $0.00 | 100 | D | $11.55 · — to 2027-01-03 | 100 Common Stock, without par value | (F1) Option vests 20% per year beginning on the first anniversary of the date of grant. |
| 4 | Derivative | Stock Option (right to buy) | 2021-08-17 | M | D | 5,400 | $0.00 | 4,600 | D | $10.35 · — to 2027-03-09 | 5,400 Common Stock, without par value | (F1) Option vests 20% per year beginning on the first anniversary of the date of grant. |