Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-23 · accession 0001225208-21-011712 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-08-24 | 2021-08-23 | SCHW | SNEED PAULA A | Dir | M - OptEx | $28.13 | +26.9K | 133.6K | +25% | +$757.5K |
| DI | 2021-08-24 | 2021-08-23 | SCHW | SNEED PAULA A | Dir | S - Sale+OE | $72.48 | -26.9K | 114.6K | -19% | -$1.95M |
| DM | 2021-08-24 | 2021-08-23 | SCHW | SNEED PAULA A | Dir | M - OptEx | $0.00 | -26.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-23 | M | A | 10,511 | $25.01 | 125,082.16 | I by Trust | — | — | |
| 2 | Common | Common Stock | 2021-08-23 | S | D | 26,925 | $72.48 | 114,571.16 | I by Trust | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $72.40 to $72.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-08-23 | M | A | 7,866 | $28.96 | 141,496.16 | I by Trust | — | — | |
| 4 | Common | Common Stock | 2021-08-23 | M | A | 8,548 | $31.21 | 133,630.16 | I by Trust | — | — | |
| 5 | Derivative | Nonqualified Stock Option (right to buy) | 2021-08-23 | M | D | 7,866 | $0.00 | 0 | D | $28.96 · — to 2026-05-19 | 7,866 Common Stock | (F4) The date first exercisable is 5/19/2017. |
| 6 | Derivative | Nonqualified Stock Option (right to buy) | 2021-08-23 | M | D | 10,511 | $0.00 | 0 | D | $25.01 · — to 2024-05-19 | 10,511 Common Stock | (F3) The date first exercisable is 5/19/2015. |
| 7 | Derivative | Nonqualified Stock Option (right to buy) | 2021-08-23 | M | D | 8,548 | $0.00 | 0 | D | $31.21 · — to 2025-05-15 | 8,548 Common Stock | (F2) The date first exercisable is 5/15/2016. |