Form 4 for MWA Mueller Water Products, Inc.
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-30 · accession 0001225208-21-011870 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-31 | 2021-08-30 | MWA | ZAKAS MARIETTA EDMUNDS | EVP, CFO | M - OptEx | $2.03 | +25.3K | 324.2K | +8% | +$51.3K |
| D | 2021-08-31 | 2021-08-30 | MWA | ZAKAS MARIETTA EDMUNDS | EVP, CFO | S - Sale+OE | $16.66 | -25.3K | 298.9K | -8% | -$420.8K |
| D | 2021-08-31 | 2021-08-30 | MWA | ZAKAS MARIETTA EDMUNDS | EVP, CFO | M - OptEx | $0.00 | -25.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-30 | M | A | 25,260 | $2.03 | 324,197.85 | D | — | — | (F1) This transaction was an exercise of vested stock options granted in November 2011 that would have expired in November 2021. |
| 2 | Common | Common Stock | 2021-08-30 | S | D | 25,260 | $16.66 | 298,937.85 | D | — | — | (F2) The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $16.605 to $16.735, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F3) Includes 1,761.051 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-08-30 | M | D | 25,260 | $0.00 | 0 | D | $2.03 · — to 2021-11-29 | 25,260 Common Stock | (F4) The stock options vested in three equal annual installments beginning on the first anniversary of the grant date, November 29, 2011. |