Form 4 for RTX RTX Corporation
Accepted 2021-09-02 00:00:00 ET · period of report 2021-09-01 · accession 0001225208-21-011969 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-02 | 2021-09-01 | RTX | Ortberg Robert Kelly | Dir | F - Tax | $84.10 | -64.7K | 167.1K | -28% | -$5.44M |
| DM | 2021-09-02 | 2021-09-01 | RTX | Ortberg Robert Kelly | Dir | M - OptEx | $0.00 | +172.6K | 197.2K | +703% | $0 |
| DM | 2021-09-02 | 2021-09-01 | RTX | Ortberg Robert Kelly | Dir | M - OptEx | $0.00 | -172.6K | 191.1K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | F | D | 13,604 | $84.10 | 218,127.51 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-01 | M | A | 34,571 | $0.00 | 231,731.51 | D | — | — | (F1) Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. |
| 3 | Common | Common Stock | 2021-09-01 | M | A | 138,027 | $0.00 | 197,160.51 | D | — | — | (F1) Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. |
| 4 | Common | Common Stock | 2021-09-01 | F | D | 51,070 | $84.10 | 167,057.51 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 138,027 | $0.00 | 53,083 | D | — · — to — | 138,027 Common Stock | (F1) Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. (F3) Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on December 3, 2018. |
| 6 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 34,571 | $0.00 | 191,110 | D | — · — to — | 34,571 Common Stock | (F1) Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. (F2) Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020. |