Form 4 for RJF Raymond James Financial
Accepted 2021-09-08 00:00:00 ET · period of report 2021-09-07 · accession 0001225208-21-012090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-08 | 2021-09-07 | RJF | Curtis Scott A | Pres, PCG | M - OptEx | $55.49 | +5,334 | 98.7K | +6% | +$296.0K |
| D | 2021-09-08 | 2021-09-07 | RJF | Curtis Scott A | Pres, PCG | M - OptEx | $0.00 | -5,334 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-07 | M | A | 5,334 | $55.49 | 98,673 | D | — | — | |
| 2 | Derivative | Employee Stock Option (right to buy) | 2021-09-07 | M | D | 5,334 | $0.00 | 0 | D | $55.49 · — to 2021-11-20 | 5,334 Common Stock | (F2) On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. |