Form 4 for AZO AutoZone
Accepted 2021-09-24 00:00:00 ET · period of report 2021-09-22 · accession 0001225208-21-012555 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-24 | 2021-09-22 | AZO | PLEAS CHARLES III | SVP, Ctrl | S - Sale+OE | $1,675.90 | -7,000 | 7,420 | -49% | -$11.73M |
| D | 2021-09-24 | 2021-09-22 | AZO | PLEAS CHARLES III | SVP, Ctrl | M - OptEx | $425.11 | +7,000 | 11.4K | +159% | +$2.98M |
| D | 2021-09-24 | 2021-09-22 | AZO | PLEAS CHARLES III | SVP, Ctrl | M - OptEx | $425.11 | -7,000 | 0 | -100% | -$2.98M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-22 | S | D | 200 | $1,672.47 | 10,354.96 | D | — | — | (F3) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,672.17 - $1,672.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 2 | Common | Common Stock | 2021-09-22 | S | D | 919 | $1,677.67 | 4,388.96 | D | — | — | (F17) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,676.96 - $1,677.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 3 | Common | Common Stock | 2021-09-22 | S | D | 601 | $1,678.76 | 5,307.96 | D | — | — | (F16) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,678.01 - $1,678.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 4 | Common | Common Stock | 2021-09-22 | S | D | 508 | $1,679.73 | 5,908.96 | D | — | — | (F15) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,679.09 - $1,680.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2021-09-22 | S | D | 503 | $1,685.25 | 6,416.96 | D | — | — | (F14) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,684.70 - $1,685.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 6 | Common | Common Stock | 2021-09-22 | S | D | 500 | $1,686.40 | 6,919.96 | D | — | — | (F13) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,686.03 - $1,686.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 7 | Common | Common Stock | 2021-09-22 | M | A | 7,000 | $425.11 | 11,388.96 | D | — | — | |
| 8 | Common | Common Stock | 2021-09-22 | S | D | 4 | $1,691.67 | 11,384.96 | D | — | — | |
| 9 | Common | Common Stock | 2021-09-22 | S | D | 100 | $1,687.96 | 11,284.96 | D | — | — | |
| 10 | Common | Common Stock | 2021-09-22 | S | D | 100 | $1,680.40 | 11,184.96 | D | — | — | |
| 11 | Common | Common Stock | 2021-09-22 | S | D | 100 | $1,662.44 | 11,084.96 | D | — | — | |
| 12 | Common | Common Stock | 2021-09-22 | S | D | 133 | $1,657.39 | 10,951.96 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,657.00 - $1,657.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 13 | Common | Common Stock | 2021-09-22 | S | D | 197 | $1,683.60 | 10,754.96 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,683.28 - $1,683.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 14 | Common | Common Stock | 2021-09-22 | S | D | 200 | $1,689.92 | 10,554.96 | D | — | — | |
| 15 | Common | Common Stock | 2021-09-22 | S | D | 201 | $1,668.16 | 10,153.96 | D | — | — | (F4) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,667.72 - $1,668.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 16 | Common | Common Stock | 2021-09-22 | S | D | 267 | $1,655.80 | 9,886.96 | D | — | — | (F5) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,655.51 - $1,656.49 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 17 | Common | Common Stock | 2021-09-22 | S | D | 300 | $1,682.42 | 9,586.96 | D | — | — | (F6) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,682.16 - $1,682.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 18 | Common | Common Stock | 2021-09-22 | S | D | 300 | $1,670.28 | 9,286.96 | D | — | — | (F7) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,670.00 - $1,670.83 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 19 | Common | Common Stock | 2021-09-22 | S | D | 300 | $1,661.18 | 8,986.96 | D | — | — | (F8) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,661.07 - $1,661.38 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 20 | Common | Common Stock | 2021-09-22 | S | D | 300 | $1,659.72 | 8,686.96 | D | — | — | (F9) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,659.53 - $1,660.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 21 | Common | Common Stock | 2021-09-22 | S | D | 370 | $1,676.26 | 8,316.96 | D | — | — | (F10) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,675.93 - $1,676.79 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 22 | Common | Common Stock | 2021-09-22 | S | D | 399 | $1,673.99 | 7,917.96 | D | — | — | (F11) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,673.85 - $1,674.58 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 23 | Common | Common Stock | 2021-09-22 | S | D | 498 | $1,675.40 | 7,419.96 | D | — | — | (F12) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,674.91 - $1,675.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 24 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-09-22 | M | D | 7,000 | $425.11 | 0 | D | $425.11 · — to 2023-10-02 | 7,000 Common Stock | (F18) Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 1, 2014. |