Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-28 · accession 0001225208-21-012580 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-09-28 | 2021-09-28 | SCHW | Craig Jonathan M. | Senior EVP | S - Sale+OE | $77.96 | -902 | 0 | -100% | -$70.3K |
| DI | 2021-09-28 | 2021-09-28 | SCHW | Craig Jonathan M. | Senior EVP | M - OptEx | $26.39 | +902 | 902 | New | +$23.8K |
| D | 2021-09-28 | 2021-09-28 | SCHW | Craig Jonathan M. | Senior EVP | M - OptEx | $0.00 | -902 | 21.6K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-28 | S | D | 902 | $77.96 | 0 | I by Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $77.95 to $77.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-09-28 | M | A | 902 | $26.39 | 902 | I by Trust | — | — | |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2021-09-28 | M | D | 902 | $0.00 | 21,551 | D | $26.39 · 2017-03-01 to 2026-03-01 | 902 Common Stock |