Form 4 for EW Edwards Lifesciences
Accepted 2021-10-01 00:00:00 ET · period of report 2021-10-01 · accession 0001225208-21-012665 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-01 | 2021-10-01 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | M - OptEx | $21.76 | +45.0K | 233.1K | +24% | +$980.3K |
| DM | 2021-10-01 | 2021-10-01 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | S - Sale+OE | $111.72 | -32.5K | 188.0K | -15% | -$3.64M |
| DI | 2021-10-01 | 2021-10-01 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | G - Gift | $0.00 | +12.5K | 3.21M | +0.4% | $0 |
| D | 2021-10-01 | 2021-10-01 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | G - Gift | $0.00 | -12.5K | 220.3K | -5% | $0 |
| D | 2021-10-01 | 2021-10-01 | EW | MUSSALLEM MICHAEL A | COB, CEO, Dir | M - OptEx | $0.00 | -45.0K | 315.4K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 45,050 | $21.76 | 233,051.82 | D By Living Trust | — | — | |
| 2 | Common | Common Stock | 2021-10-01 | S | D | 300 | $113.10 | 232,751.82 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $112.9700 to $113.3250. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-10-01 | G | A | 12,500 | $0.00 | 3,210,287 | I | — | — | |
| 4 | Common | Common Stock | 2021-10-01 | S | D | 14,132 | $112.17 | 206,119.82 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $111.6600 to $112.6200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-10-01 | S | D | 18,118 | $111.34 | 188,001.82 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $110.6400 to $111.6400. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2021-10-01 | G | D | 12,500 | $0.00 | 220,251.82 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Acquire) | 2021-10-01 | M | D | 45,050 | $0.00 | 315,350 | D | $21.76 · 2015-06-14 to 2022-05-13 | 45,050 Common Stock |