Form 4 for RJF Raymond James Financial
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001225208-21-012752 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-04 | 2021-09-30 | RJF | Allison Paul D | COB, Pres, CEO RJ Ltd | M - OptEx | $0.00 | +7,500 | 35.4K | +27% | $0 |
| D | 2021-10-04 | 2021-09-30 | RJF | Allison Paul D | COB, Pres, CEO RJ Ltd | M - OptEx | $0.00 | -7,500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-30 | M | A | 7,500 | $0.00 | 35,419 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. |
| 2 | Derivative | Restricted Stock Units | 2021-09-30 | M | D | 7,500 | $0.00 | 0 | D | — · 2021-09-30 to 2021-09-30 | 7,500 Common Stock | (F5) The RSU grant was previously reported as covering 5,000 shares awarded on November 29, 2018, but was adjusted to reflect the stock split that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |