Form 4 for CARR Carrier Global
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001225208-21-012918 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-05 | 2021-10-01+ | CARR | Timperman Jurgen | Pres, Fire, Security | F - Tax | $52.35 | -13.0K | 3,466 | -79% | -$679.0K |
| DM | 2021-10-05 | 2021-10-01+ | CARR | Timperman Jurgen | Pres, Fire, Security | M - OptEx | $0.00 | +33.0K | 5,715 | New | $0 |
| DM | 2021-10-05 | 2021-10-01+ | CARR | Timperman Jurgen | Pres, Fire, Security | M - OptEx | $0.00 | -33.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-02 | F | D | 10,721 | $52.33 | 19,989 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-02 | M | A | 27,244 | $0.00 | 30,710 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2021-10-01 | F | D | 2,249 | $52.46 | 3,466 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-01 | M | A | 5,715 | $0.00 | 5,715 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit RSU | 2021-10-01 | M | D | 5,715 | $0.00 | 0 | D | — · 2021-10-01 to — | 5,715 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |
| 6 | Derivative | Restricted Stock Unit RSU | 2021-10-02 | M | D | 27,244 | $0.00 | 0 | D | — · 2021-10-02 to — | 27,244 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |