Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-12 00:00:00 ET · period of report 2021-10-11 · accession 0001225208-21-013080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-12 | 2021-10-11 | SCHW | Craig Jonathan M. | Senior EVP | S - Sale+OE | $77.98 | -11.6K | 0 | -100% | -$904.4K |
| DI | 2021-10-12 | 2021-10-11 | SCHW | Craig Jonathan M. | Senior EVP | M - OptEx | $26.39 | +11.6K | 11.6K | New | +$306.1K |
| D | 2021-10-12 | 2021-10-11 | SCHW | Craig Jonathan M. | Senior EVP | M - OptEx | $0.00 | -11.6K | 9,953 | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-11 | S | D | 11,598 | $77.98 | 0 | I by Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $77.95 to $78.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-10-11 | M | A | 11,598 | $26.39 | 11,598 | I by Trust | — | — | |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-11 | M | D | 11,598 | $0.00 | 9,953 | D | $26.39 · 2017-03-01 to 2026-03-01 | 11,598 Common Stock |